Form 8.1 (a) and (b)(I)

 | Quelle: Kenmare Resources Kenmare Resources

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APPENDIX 3 DISCLOSURE FORMS


FORM 8.1(a)&(b)(i)


IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1(a) AND (b)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY OFFERORS, OFFEREES OR PARTIES ACTING IN CONCERT WITH THEM FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS

  1. KEY INFORMATION
Name of person dealing (Note 1)  Michael Carvill
Company dealt in  Kenmare Resources plc
Class of relevant security to which the dealings being disclosed relate (Note 2) Share options over ordinary shares of €0.06 each
Date of dealing  2 April 2015
  1. INTERESTS AND SHORT POSITIONS
     
  2. Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
  Long Short
  Number   (%) Number   (%)
(1) Relevant securities 11,494,667 options (23%)  
(2) Derivatives (other than options)    
(3) Options and agreements to purchase/sell    
Total 11,494,667 options (23%)  
  1. Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: Long Short
  Number   (%) Number   (%)
(1) Relevant securities 4,902,030 ordinary shares (0.18%)
3,285,963 performance share awards (47.8%) 		 
 

(2) Derivatives (other than options) 		   
 

(3) Options and agreements to purchase/sell 		   
Total 8,187,993 (0.3%)  

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  1. DEALINGS (Note 4)
     
  2. Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 5)
N/A    
  1. Derivatives transactions (other than options transactions)
Product name,

e.g. CFD 		Nature of transaction

(Note 6) 		Number of relevant securities

(Note 7) 		Price per unit

(Note 5)
N/A      
  1. Options transactions in respect of existing relevant securities
  1. Writing, selling, purchasing or varying
Product name,
e.g. call option 		Writing, selling, purchasing, varying etc. Number of securities to which the option relates (Note 7) Exercise price Type, e.g. American, European etc. Expiry date Option money paid/received per unit (Note 5)
N/A            
  1. Exercising
Product name,

e.g. call option 		Number of securities Exercise price per unit (Note 5)
N/A    
  1. Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction

(Note 8) 		Details Price per unit

(if applicable) (Note 5)
Forfeiture of 1,333,333 share options The 2014 tranche (1,333,333 Share Options) of the award of share options in 2012 (total award 4,000,000) have been forfeit by agreement between Michael Carvill and the Remuneration Committee on 2 April 2015.  

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4.       OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9)                                            YES/NO

Date of disclosure  2 April 2015
Contact name Deirdre Corcoran
Telephone number +353 1 6710411
Name of offeree/offeror with which acting in concert Kenmare Resources plc
Specify category and nature of acting in concert status Director  


Ap9


APPENDIX 3 DISCLOSURE FORMS


FORM 8.1(a)&(b)(i)


IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1(a) AND (b)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY OFFERORS, OFFEREES OR PARTIES ACTING IN CONCERT WITH THEM FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS

  1. KEY INFORMATION
Name of person dealing (Note 1)  Terry Fitzpatrick
Company dealt in  Kenmare Resources plc
Class of relevant security to which the dealings being disclosed relate (Note 2) Share options over ordinary shares of €0.06 each
Date of dealing  2 April 2015
  1. INTERESTS AND SHORT POSITIONS
     
  2. Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
  Long Short
  Number   (%) Number   (%)
(1) Relevant securities 3,500,000 options (7%)  
(2) Derivatives (other than options)    
(3) Options and agreements to purchase/sell    
Total 3,500,000 options (7%)  
  1. Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: Long Short
  Number   (%) Number   (%)
(1) Relevant securities 108,807 ordinary shares (0.004%)
1,421,044 performance share awards (20.7%) 		 
 

(2) Derivatives (other than options) 		   
 

(3) Options and agreements to purchase/sell 		   
Total 1,529,851 (0.05%)  

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  1. DEALINGS (Note 4)
     
  2. Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 5)
N/A    
  1. Derivatives transactions (other than options transactions)
Product name,

e.g. CFD 		Nature of transaction

(Note 6) 		Number of relevant securities

(Note 7) 		Price per unit

(Note 5)
N/A      
  1. Options transactions in respect of existing relevant securities
  1. Writing, selling, purchasing or varying
Product name,
e.g. call option 		Writing, selling, purchasing, varying etc. Number of securities to which the option relates (Note 7) Exercise price Type, e.g. American, European etc. Expiry date Option money paid/received per unit (Note 5)
N/A            
  1. Exercising
Product name,

e.g. call option 		Number of securities Exercise price per unit (Note 5)
N/A    
  1. Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction

(Note 8) 		Details Price per unit

(if applicable) (Note 5)
Forfeiture of 500,000 share options The 2014 tranche (500,000 Share Options) of the award of share options in 2012 (total award 1,500,000) have been forfeit by agreement between Terry Fitzpatrick and the Remuneration Committee on 2 April 2015.  

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8.       OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9)                                            YES/NO

Date of disclosure 2 April 2015
Contact name Deirdre Corcoran
Telephone number +353 1 6710411
Name of offeree/offeror with which acting in concert Kenmare Resources plc
Specify category and nature of acting in concert status Director  


Ap9


APPENDIX 3 DISCLOSURE FORMS


FORM 8.1(a)&(b)(i)


IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1(a) AND (b)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY OFFERORS, OFFEREES OR PARTIES ACTING IN CONCERT WITH THEM FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS

  1. KEY INFORMATION
Name of person dealing (Note 1)  Tony McCluskey
Company dealt in  Kenmare Resources plc
Class of relevant security to which the dealings being disclosed relate (Note 2) Share options over ordinary shares of €0.06 each
Date of dealing 2 April 2015
  1. INTERESTS AND SHORT POSITIONS
     
  2. Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
  Long Short
  Number   (%) Number   (%)
(1) Relevant securities 7,953,334 options (16%)  
(2) Derivatives (other than options)    
(3) Options and agreements to purchase/sell    
Total 7,953,334 options (16%)  
  1. Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: Long Short
  Number   (%) Number   (%)
(1) Relevant securities 681,250 ordinary shares (0.02%)
2,168,615 performance share awards (31.5%) 		 
 

(2) Derivatives (other than options) 		   
 

(3) Options and agreements to purchase/sell 		   
Total 2,849,865 (0.1%)  

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  1. DEALINGS (Note 4)
     
  2. Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 5)
N/A    
  1. Derivatives transactions (other than options transactions)
Product name,

e.g. CFD 		Nature of transaction

(Note 6) 		Number of relevant securities

(Note 7) 		Price per unit

(Note 5)
N/A      
  1. Options transactions in respect of existing relevant securities
  1. Writing, selling, purchasing or varying
Product name,
e.g. call option 		Writing, selling, purchasing, varying etc. Number of securities to which the option relates (Note 7) Exercise price Type, e.g. American, European etc. Expiry date Option money paid/received per unit (Note 5)
N/A            
  1. Exercising
Product name,

e.g. call option 		Number of securities Exercise price per unit (Note 5)
N/A    
  1. Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction

(Note 8) 		Details Price per unit

(if applicable) (Note 5)
Forfeiture of 1,083,333 share options The 2014 tranche (1,083,333 Share Options) of the award of share options in 2012 (total award 3,250,000) have been forfeit by agreement between Tony McCluskey and the Remuneration Committee on 2 April 2015.  

Ap11

12.     OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9)                                            YES/NO

Date of disclosure  2 April 2015
Contact name Deirdre Corcoran
Telephone number +353 1 6710411
Name of offeree/offeror with which acting in concert Kenmare Resources plc
Specify category and nature of acting in concert status Director