Raleigh, NC, Oct. 22, 2015 (GLOBE NEWSWIRE) -- RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce its participation in the 2015 National Society of Compliance Professionals (NSCP) Conference in National Harbor, MD on November 1-4, 2015.
RegEd's Enterprise Compliance Platform supports a full range of broker-dealer compliance management solutions including: Conflicts of Interest; Advertising Review and Customer Communications Compliance; Compliance Education and Product Training; and, Licensing and Registration.
Recognized as one of the most comprehensive educational offerings within the securities compliance industry, the NSCP National Membership Conference covers more than 80 topics encompassing issues and education that are relevant to investment advisers, broker-dealers, hedge fund/private fund and investment companies. The conference provides financial services professionals with interactive forums, led by experienced industry veterans, who focus on new regulatory developments, enforcement trends, regulatory examinations, compliance best practices and the effective use of technology in the firm's compliance program.
Ann Robinson, Senior Vice President, Product Management, RegEd, and former compliance officer with over 15 years in the financial services industry, stated, "NSCP's mission is focused on providing professional education, regulatory interaction and professional standards to support financial services compliance professionals at every stage of their career." Robinson continued, "This mission to support professionals in the securities industry is paramount to increasing compliance awareness, knowledge and best practices in our industry. RegEd is proud to support this outstanding organization."
At this year's conference, Margaret "Peggy" Fox, Executive Vice President and General Counsel at RegEd will join the panel, Compliance from a Very Small Firm Perspective. Panelists will discuss the selection of appropriate compliance standards, the effective compliance program documentation, and the responsibilities of the Chief Compliance Officer. Ms. Fox has over 25 years' experience in the financial services industry in roles that span regulator, compliance officer and legal counsel.
RegEd representatives will be on-site to meet with conference attendees to understand their challenges and discuss important advances in compliance management technology that can dramatically increase efficiency and deliver material cost savings.
RegEd is exhibiting at the conference and can be located at Booth 37 in the main exhibit hall of the Gaylord National Resort and Convention Center. For more information on RegEd or its attendance at the 2015 Annual NSCP Conference, please call 800-334-8322 or email sales@reged.com.
About RegEd
RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk. For more information, visit www.reged.com.