X Notification of Major Holdings or Correction of a notification of Major Holding published on (date of publication) |
1. Details of issuer (name, address) MorphoSys AG Lena-Christ-Str. 48 82152 Martinsried/Planegg, Germany |
2. Reason for notification (multiple reasons possible) Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments X Change of breakdown of voting rights Other reason: Voluntary Group Disclosure |
3. Details of person subject to the notification obligation
Name: Celgene Corporation | City and country of registered office (if applicable): Wilmington, Delaware 19801, United States of America |
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. |
5. Date on which threshold was crossed or reached: 17.11.2016 |
6. Total positions | ||||
% of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
Resulting situation | 2,73% | 0% | 2,73% | 29159770 |
Previous notification (if applicable) | 3,24% | n/a% | n/a% |
7. Notified details of the resulting situation | ||||
a. Voting rights attached to shares (Sec. 21, 22 WpHG) | ||||
ISIN | absolute | in % | ||
direct (Sec. 21 WpHG) | indirect (Sec. 22 WpHG) | direct (Sec. 21 WpHG) | indirect (Sec. 22 WpHG) | |
DE0006632003 | 0 | 797150 | 0% | 2,73% |
% | % | |||
Total | 797150 | 2,73% |
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG (please use annex in case of more than 3 instruments) | ||||
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
% | ||||
% | ||||
% | ||||
Total | % |
b.2 Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG (please use annex in case of more than 3 instruments) | |||||
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
% | |||||
% | |||||
% | |||||
Total | % |
8. Information in relation to the person subject to the notification obligation (please tick the applicable box): [ ] Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). [X] Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity (please use annex in case of more than 4 undertakings; in this case please always provide only to BaFin also an organizational chart accompanying your notification): | |||
Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
% | % | % | |
% | % | % | |
% | % | % | |
% | % | % |
9. In case of proxy voting according to § 22 Abs. 3 WpHG Date of general meeting: Holding position after general meeting: % (equals voting rights) |
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