RegEd Announces Program for Fourth Annual Client Conference in Raleigh, N.C.

Conference theme focused on supporting compliance and operations professionals' ability to predict, persuade and proactively perform in their role.

Raleigh, NC, Jan. 29, 2015 (GLOBE NEWSWIRE) -- RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce that its fourth annual RegEd Compliance Alliance (RCA) Client Conference will be held in Raleigh, NC on May 4th - 6th, 2015.

The 2015 RegEd Compliance Alliance will provide CCOs, Compliance professionals, Licensing and Registration and other operations professionals, with the unique opportunity to build critical knowledge on industry hot topics, engage with regulators on the latest updates and trends, and discuss compliance developments with peers and RegEd subject matter experts.

The RCA 2015 conference program is centered on the theme, Predict. Persuade. Perform. The Evolving Role of Compliance.  According to Margaret "Peggy" Fox, RegEd Editor-in-Chief, General Counsel and a former securities regulator, "The super-charged regulatory climate - such as the legal institutionalization of the whistleblower role, regulators' newfound ability to leverage massive amounts of data in the examination process, and the rigor with which regulators hold compliance officers accountable - presents new and significant challenges and can result in dire consequences".  Ms. Fox continued, "It's critical for compliance professionals to be able to identify and assess problematic situations,  trends and potential risks, and to use that data to effectively make the case for the business to take the appropriate remedial actions and adopt new policies and practices to mitigate future risks."

The RCA 2015 conference program sessions will provide attendees with the forums, best practices and tools needed to take on every day challenges, anticipate evolving requirements and effectively predict, persuade and proactively perform against the evolving compliance backdrop.

For more details about the RegEd Compliance Alliance (RCA) Client Conference or information on RegEd's compliance management, licensing and registration, and product education solutions, visit

About StoneRiver RegEd

StoneRiver RegEd, Inc. is a leading provider of compliance technology solutions serving 1,000 clients, including the nation's largest financial services firms.  Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based compliance automation for broker-dealers, investment advisors, insurance companies and their distributors.  RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations while mitigating risk.  For more information, please visit


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