Two Securities Industry Veterans Join FTI Consulting’s Forensic Accounting & Advisory Services Practice
November 28, 2018 07:30 ET
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FTI Consulting, Inc.
WASHINGTON, Nov. 28, 2018 (GLOBE NEWSWIRE) -- FTI Consulting, Inc. (NYSE: FCN) today announced the expansion of its Forensic Accounting & Advisory Services practice within the firm’s Forensic...
Arbitration Panel finds that Wells Fargo Advisors, LLC ("Wells Fargo") Liable for Securities Fraud and Common Law Fraud and Assesses $100,000 in Punitive Damages against Wells Fargo
November 01, 2018 10:43 ET
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Goodman & Nekvasil, P.A.
Goodman & Nekvasil, P.A. Law Office Announces a $360,800 FINRA Arbitration Award against Wells Fargo CLEARWATER, Fla., Nov. 01, 2018 (GLOBE NEWSWIRE) -- Goodman & Nekvasil, P.A., announces...
Local Financial Representative Joins NEXT Financial Group, Inc.
October 18, 2018 10:52 ET
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Next Financial Group Inc.
Schenectady, NY, Oct. 18, 2018 (GLOBE NEWSWIRE) -- Travis Kellman joined NEXT Financial Group, Inc. (“NEXT”), a Texas-based financial services firm, last month. Kellman joins NEXT from Ameriprise...
Disabled Veterans Assume Leadership of Wall Street Firm; President Retires
November 09, 2017 09:03 ET
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Drexel Hamilton
New York, Nov. 09, 2017 (GLOBE NEWSWIRE) -- NEW YORK, NY – Drexel Hamilton, a service-disabled veteran-owned broker-dealer, announced today the retirement of President and CEO, James Cahill....
CNL Executives Spoke at Investment Program Association Conference
September 27, 2017 13:35 ET
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CNL Financial Group
Orlando, Fla., Sept. 27, 2017 (GLOBE NEWSWIRE) -- Neil Menard, president of CNL Securities Corp., and Chris Hylen, senior vice president for CNL Capital Markets, presented at the Investment Program...
Drexel Hamilton to Host Annual Telecom, Media and Technology Conference September 6, 2017
August 22, 2017 10:33 ET
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Drexel Hamilton
New York, Aug. 22, 2017 (GLOBE NEWSWIRE) -- NEW YORK, June 15, 2017 – Drexel Hamilton, LLC, a New York State certified service-disabled veteran-owned broker-dealer (SDVOB) will host its annual...
Former SEC Associate Regional Director Lorraine Echavarria to Join WilmerHale's Los Angeles Office
October 11, 2016 11:05 ET
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WilmerHale LLP (Wilmer Cutler Pickering Hale and Dorr LLP)
LOS ANGELES, Oct. 11, 2016 (GLOBE NEWSWIRE) -- Lorraine Echavarria, the former head of enforcement in the Securities and Exchange Commission's (SEC) Los Angeles office, has joined WilmerHale's...
Goodman & Nekvasil, P.A. Law Office Announces a $204,867.98 FINRA Arbitration Award Against Legend Securities, Inc., a New York Broker-Dealer
May 27, 2016 18:02 ET
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Goodman & Nekvasil, P.A.
TAMPA, Fla., May 27, 2016 (GLOBE NEWSWIRE) -- Goodman & Nekvasil, P.A., announces they have won a FINRA arbitration award against Legend Securities, Inc. ("Legend") on behalf of a U.S. postal...
BrokerDealer.com Launches Broker-Dealer Business Intelligence Portal for Global Bankers, Qualified Investors and Entrepreneurs Raising Capital
May 28, 2014 09:06 ET
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Broker Dealer LLC
NEW YORK, May 28, 2014 (GLOBE NEWSWIRE) -- Broker Dealer LLC, a provider of financial industry corporate intelligence and qualified investor databases, announced today the launch of a new, broker...
Institutional Broker WallachBeth Capital Adds to Arsenal; ETF Trading Market Veteran Joins Agency-Execution Trailblazer
January 08, 2014 12:00 ET
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WallachBeth Capital, LLC
NEW YORK, Jan. 8, 2014 (GLOBE NEWSWIRE) -- WallachBeth Capital, a leading provider of institutional execution services, announced today that ETF industry veteran trader Mohit "Mo" Bajaj has joined...