Shepherd, Smith, Edwards & Kantas Investigating Fraud Claims Against Securities America and Hector A. May
March 28, 2019 09:37 ET
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Shepherd Smith Edwards & Kantas LLP
HOUSTON, March 28, 2019 (GLOBE NEWSWIRE) -- Lawyers with Shepherd, Smith, Edwards & Kantas, LLP (SSEK Law Firm) are investigating claims involving Hector A. May, a former broker with Securities...
NOTICE TO ALL SANDLAPPER SECURITIES, LLC CLIENTS WHO PURCHASED SALTWATER DISPOSAL WELLS: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Commences Investigation on the heels of FINRA Complaint
October 04, 2017 11:31 ET
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Klayman & Toskes P.A.
BOCA RATON, Fla., Oct. 04, 2017 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A., www.nasd-law.com, has commenced an investigation into Financial Industry...
UPS EMPLOYEE/SHAREHOLDER ALERT: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Files $500,000 FINRA Arbitration Claim on Behalf of a UPS Employee for Losses Sustained as a result of Merrill Lynch’s Unsuitable Recommendation to Invest in Rampart Options Management Services Program
August 26, 2016 16:13 ET
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Klayman & Toskes P.A.
NEW YORK, Aug. 26, 2016 (GLOBE NEWSWIRE) -- The securities arbitration law firm of Klayman & Toskes, P.A. ("K&T"), www.nasd-law.com, has filed a $500,000 FINRA arbitration claim [FINRA Case...
BUSINESS DEVELOPMENT COMPANY (BDC) INVESTOR ALERT: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Opens Investigation into Potential Brokerage Firm Violations Related to Sale of Non-Traded Business Development Companies in Response to FINRA Targeted Examination Letter
August 10, 2016 17:01 ET
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Klayman & Toskes P.A.
NEW YORK, Aug. 10, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has opened an investigation into potential brokerage firm...
Notice to Clients of Andrew Yocum and Morgan Stanley: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. has Commenced an Investigation in Light of Recent Regulatory Action Barring Andrew Yocum from Acting as a Broker
August 02, 2016 18:48 ET
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Klayman & Toskes P.A.
BOCA RATON, Fla., Aug. 02, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has commenced an investigation in light of recent...
Notice to Clients of Christopher Tolmacs and Triad Advisors: The Securities Arbitration Law Firm of Klayman & Toskes¸ P.A. has Commenced an Investigation into Potential Sales Practice Violations by Triad Advisors in Light of Recent Regulatory Action Alleging that its Broker Christopher Tolmacs Impermissibly Sold Promissory Notes to his Clients
July 15, 2016 11:29 ET
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Klayman & Toskes P.A.
NEW YORK, July 15, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has commenced an investigation into potential sales...
Notice to Merrill Lynch Clients with Rampart Options Management Services Program: Klayman & Toskes, P.A. Files $500,000 Claim on Behalf of UPS Employee for Mismanagement of Concentrated Stock Position
June 10, 2016 17:51 ET
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Klayman & Toskes P.A.
NEW YORK, June 10, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it has filed a claim against Merrill...
INVESTOR ALERT: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Continues its Investigation and Files Claim on Behalf of UPS Employee for Losses Sustained from Unsuitable Covered Call Writing Strategy for a Concentrated Stock Position
June 08, 2016 12:10 ET
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Klayman & Toskes P.A.
NEW YORK, June 08, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it filed a claim against Merrill...
Notice to Franklin Square Energy and Power Fund Investors: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Launches Investigation into Potential FINRA Sales Practice Violations by Brokerage Firms
April 07, 2016 16:50 ET
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Klayman & Toskes P.A.
BOCA RATON, Fla., April 07, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. ("K&T"), www.nasd-law.com, announces that it is conducting an investigation...
Klayman & Toskes, P.A. Wins $2.25 Million FINRA Arbitration Award in Favor of Retired UPS Executive With Concentrated Stock Position Against Citigroup Global Markets
February 10, 2016 13:55 ET
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Klayman & Toskes P.A.
BOCA RATON, Fla., Feb. 10, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com announced a major victory today in winning a...