NOTICE TO CLIENTS OF MUTUAL OF OMAHA INVESTOR SERVICES, INC. AND EDWARD EARL MATTHES: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Commences Investigation in Light of FINRA Disciplinary Action
May 17, 2019 14:41 ET
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Klayman & Toskes P.A.
OCONOMOWOC, Wis., May 17, 2019 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”) (www.nasd-law.com) announces that it has commenced an investigation...
RegEd to Showcase Enterprise Platform Solution at 2019 FINRA Annual Conference
May 10, 2019 10:00 ET
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RegEd
Raleigh, NC, May 10, 2019 (GLOBE NEWSWIRE) -- RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its...
SSEK Law Firm: GPB Capital Accused by Former Employee of Being a Ponzi Scheme
May 07, 2019 09:56 ET
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Shepherd Smith Edwards & Kantas LLP
NEW YORK, May 07, 2019 (GLOBE NEWSWIRE) -- Shepherd, Smith, Edwards & Kantas (“SSEK Law Firm”) has been investigating claims by investors of GPB Capital for almost a year. That investigation...
Mimecast Helps Financial Organizations More Effectively Address Supervisory Compliance Requirements
May 07, 2019 03:30 ET
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Mimecast Limited
LEXINGTON, Mass., May 07, 2019 (GLOBE NEWSWIRE) -- Mimecast (NASDAQ: MIME), a leading security and compliance company, announced the availability of Mimecast Supervision, helping financial services...
Shepherd, Smith, Edwards & Kantas Files GPB Capital Claim Against Arkadios
April 30, 2019 10:14 ET
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Shepherd Smith Edwards & Kantas LLP
HOUSTON, April 30, 2019 (GLOBE NEWSWIRE) -- Lawyers with Shepherd, Smith, Edwards & Kantas, LLP (SSEK Law Firm) have filed a case through the Financial Industry Regulatory Authority (FINRA)...
Tree of Knowledge International Corp. Receives FINRA Approval on 15c211 Application, Securing Public Quotation to Trade on the OTCBB
April 23, 2019 07:33 ET
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Tree of Knowledge International Corp.
Effective Immediately, the Company Commences Trading Under Ticker Symbol OTCBB: TOKIF, Bringing An Evolving Global Growth Opportunity to the U.S. Marketplace TORONTO, ON , April 23, 2019 ...
GLOBAL TECH INDUSTRIES GROUP (GTII) ENTERS INTO AGREEMENT WITH FIRST CAPITAL MASTER ADVISOR AND GCA EQUITY PARTNERS FOR ACQUISITION OF Multi-MILLION DOLLAR REAL ESTATE PORTFOLIO
April 22, 2019 09:30 ET
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Global Tech Industries Group, Inc.
- Transforms company and positions it as a real estate operating company New York, NY, April 22, 2019 (GLOBE NEWSWIRE) -- Global Tech Industries Group, Inc. (OTCPK:GTII) (“GTII”), a Nevada...
Meissner Associates Files FINRA Arbitration Claim against Wells Fargo Alleging its Broker Defrauded a Widow with Three Children Causing Hundreds of Thousands of Dollars in Losses
April 22, 2019 07:00 ET
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Meissner Associates
NEW YORK, April 22, 2019 (GLOBE NEWSWIRE) -- Meissner Associates recently filed a FINRA arbitration claim on behalf of its client, a widow with three children, against Wells Fargo Advisors...
UBS and former UBS Broker William Hobby put Claimants in Harm’s Way - Customer Claim filed by Mark Tepper law firm alleges
April 08, 2019 09:36 ET
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Mark A. Tepper, P.A.
FT. LAUDERDALE, Fla., April 08, 2019 (GLOBE NEWSWIRE) -- The law firm of Securities Fraud Attorney Mark A. Tepper has filed claim against UBS [NYSE: UBS] on behalf of a Georgia couple who entrusted...
Shepherd, Smith, Edwards & Kantas Investigating Fraud Claims Against Securities America and Hector A. May
March 28, 2019 09:37 ET
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Shepherd Smith Edwards & Kantas LLP
HOUSTON, March 28, 2019 (GLOBE NEWSWIRE) -- Lawyers with Shepherd, Smith, Edwards & Kantas, LLP (SSEK Law Firm) are investigating claims involving Hector A. May, a former broker with Securities...