Behavioral Finance Expert Available: Think Twice While Trying to Rebuild Financial Health; Trusting Instincts Can Lead to More Havoc

Second Thoughts Matter More Than The Gut When It Comes to Smart Money Decisions, According to Author of Just-Published Snap Judgment: When to Trust Your Instincts, When to Ignore Them, and How to Avoid Making Big Money Mistakes (FT Press, July 2009)


NEW YORK, NY--(Marketwire - July 16, 2009) - As individuals struggle to claw back to financial health in the aftermath of the crash, the smartest thing they can do is think twice -- and adopt a healthy dose of skepticism when it comes to accepted best practices.

That's according to David Adler, behavioral finance expert and author of the brand new Snap Judgment: When to Trust Your Instincts, When to Ignore Them, and How to Avoid Making Big Money Mistakes (FT Press, July 2009). He argues that seemingly "smart moves" often aren't -- because they're based on flawed snap judgments. While intuition and instinct work well for certain kinds of decisions, such as evaluating a relationship or restaurant, his work shows that sound decisions regarding numbers and money require more deliberate thinking and layers of reasoning.

"Our economic catastrophe can, in part, be attributed to a collective snap judgment. We're paying the price for money decisions that, intuitively, seemed correct in the moment. For instance, the mortgage and credit crisis are, largely, the result of financial institutions' thinking mainly about their own performance and profits rather than the health of the system -- and how the system's overall health can ultimately make or break their own health," said Mr. Adler.

He added, "If you want to put your financial health on the right track, be skeptical of all best practices and pay close attention to your second thoughts about your first impressions."

Mr. Adler and Snap Judgment (www.snapjudgmentbook.com) point out flaws in typical money and investment decisions -- and provide guidelines for "de-biasing" decision making so it can be more effective. Mr. Adler is available to engage in a conversation about instinct and money -- and avoiding bad decisions on the way to financial and economic recovery. During a discussion he can address such decision "traps," issues and insights as:

  • Dealing with Losing Stocks: Seemingly Reasonable Behavior Isn't. People often believe they're being calm and intelligently "counter-intuitive" by holding onto losing stocks "until they come back." The reality is that losing stocks generally continue to lose because of momentum -- and winning stocks continue to go up because of momentum. So, in effect, people tend to sell winners and hold losers. "Watch out for this tendency," Mr. Adler says.

  • Listening to Stock Analysts' Buy and Sell Recommendations: Better to Ignore Them. By the time one has seen an analyst's buy and sell recommendation, chances are the market's already factored it into the stock's price. So, the rating isn't helpful. But analysts can add value under certain circumstances if you know what to look for: Mr. Adler says the moment an analyst changes a recommendation is when to take a look at the stock.

  • Presuming Your Broker Thinks Like Your Accountant. The investment returns that brokers generally discuss (for regular, non-tax deferred accounts) are somewhat meaningless or misleading -- unless they're described in an after-tax context. Always ask about the after-tax scenario.

  • The Funds Your Investment Plan Literature Says Are Prudent: They Probably Aren't. The much-touted, "safer-bet" target-date mutual funds that offer a mix of stocks and bonds tailored to the investor's age, wealth and risk tolerance have, during the downturn, actually often done worse than index funds.

  • Public Consensus of the Market's Direction: Betting For or Against It. The public consensus of the direction of the market is, according to Snap Judgment, generally wrong. So, being contrarian to your instinct may not be a bad policy...

  • Waiting for a Mutual Fund to Turn Around: It Could Be Forever. According to Snap Judgment, mutual funds can persist in underperforming the market for years. But it is rare for a fund to outperform the market for more than three months, making the choice of a mutual fund a really tough decision and one most people don't fully think through. "Waiting for a mutual fund to 'come back' is a bad snap judgment," Mr. Adler says.

  • Realizing That Annuities Are Expensive: So What? People tend to eschew annuities because of the expense. These people often forget their potential need to use some of their money (in retirement) for consumption of goods and services (like housing and food) and only focus on their lump of money -- i.e., what they've accumulated. Because of their insurance aspect, annuities can fund a level of eternal consumption.

To arrange a conversation with David Adler and/or receive a copy of Snap Judgment: When to Trust Your Instincts, When to Ignore Them, and How to Avoid Making Big Money Mistakes, please contact Itay Engelman at Sommerfield Communications, Inc. at 212-255-8386 or Itay@sommerfield.com.

About David Adler

David E. Adler is the author of Snap Judgment: When to Trust Your Instincts, When to Ignore Them, and How to Avoid Making Big Money Mistakes (FT Press, July 2009). Adler is a frequent contributor to Barron's, the contributing high-net-worth writer for Financial Planning Magazine and has written for Institutional Investor, Psychology Today, and the New Republic. He was recently awarded a grant by the CFA Institute Research Foundation to conduct a study of tax awareness in investment decision making by wealth managers. Mr. Adler was educated at Oxford University and Columbia University and holds an M.A. in economics from Columbia.

Contact Information: Contact: Itay Engelman Sommerfield Communications, Inc. 212-255-8386 itay@sommerfield.com