Raleigh, NC, Oct. 16, 2014 (GLOBE NEWSWIRE) -- StoneRiver RegEd, Inc., the leading provider of compliance technology solutions to the financial services industry, is pleased to announce its participation in the 2014 National Society of Compliance Professionals (NSCP) Conference in National Harbor, MD on October 20-22, 2014.
RegEd's Enterprise Compliance Platform supports a full range of broker-dealer compliance management solutions including: Conflicts of Interest; Advertising Review and Customer Communications Compliance; Compliance Education and Product Training; and, Licensing and Registration.
Recognized as one of the most comprehensive educational offerings within the securities compliance industry, the NSCP National Membership Conference covers more than 80 topics encompassing issues and education that are relevant to Investment Advisers, Broker-Dealers, Hedge Fund/Private Fund and Investment Companies. The conference provides financial services professionals with interactive forums, led by experienced industry veterans, who focus on new regulatory developments, enforcement trends, regulatory examinations, compliance best practices and the effective use of technology in the firm's compliance program.
John M. Schobel, RegEd Chairman and Founder, stated, "NSCP's mission is focused on providing professional education, regulatory interaction and professional standards to support financial services compliance professionals at every stage of their career." Schobel continued, "This conference provides a unique opportunity for attendees to build their compliance knowledge, address key challenges and learn the best practices that are paramount to strong compliance programs. RegEd is proud to support this outstanding organization."
At this year's conference, Margaret "Peggy" Fox, Executive Vice President and General Counsel at RegEd, along with Paul M. Tyrrell, Counsel at Sidley Austin, LLP, will speak on the topic of BD Anti-Money Laundering, and address issues regarding the risk assessment of internal policies and procedures, audit requirements, personnel training and other topics related to AML. Ms. Fox has over 25 years' experience in the financial services industry in roles that span regulator, compliance officer and legal counsel.
RegEd representatives will be on site to meet with conference attendees to understand their challenges and discuss important advances in compliance management technology that can dramatically increase efficiency and deliver material cost-savings.
RegEd is exhibiting at the conference and can be located at Booths 37 and 38 in the main exhibit hall of the Gaylord National Resort and Convention Center. For more information on RegEd or its attendance at the 2014 Annual NSCP Conference, please call 800-334-8322 or email sales@reged.com.
About StoneRiver RegEd
StoneRiver RegEd, Inc. is a leading provider of compliance
technology solutions serving 1,000 clients, including the nation's
largest financial services firms. Established in 1994 by
former regulators, the company is a recognized industry authority
and has created the standard of excellence for rule-based
compliance automation for broker-dealers, investment advisors,
insurance companies and their distributors. RegEd solutions
drive new levels of operational efficiency and enable firms to
cost-effectively comply with regulations while mitigating
risk. For more information, please visit www.reged.com.