CapitalRock Expands Best Interest Rollover/Exchange Analysis
09 janv. 2018 05h30 HE
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CapitalRock LLC
SALT LAKE CITY, Jan. 09, 2018 (GLOBE NEWSWIRE) -- After successfully deploying the RightBRIDGE Product Profiler solution to more than 35,000 licensed users across the financial services industry...
Top Mutual Fund Contact Centers Maintain Exceptional Service While Adapting to the Fiduciary Rule
30 nov. 2017 10h48 HE
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DALBAR, Inc.
BOSTON, Nov. 30, 2017 (GLOBE NEWSWIRE) -- In 2017, the Department of Labor’s Fiduciary Rule created new pressures for mutual fund contact centers by redefining what constitutes a fiduciary act more...
First Ascent Rolls Out Asset Management Industry’s First Flat-Fee Pricing for Financial Advisors
22 févr. 2017 08h41 HE
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First Ascent Asset Management
DENVER, Feb. 22, 2017 (GLOBE NEWSWIRE) -- First Ascent Asset Management, a portfolio strategist serving financial advisors, announced today that it is now offering its outsourced portfolio...
First Ascent Position Paper Explores Robo Advice Regulatory Issues
14 déc. 2016 10h18 HE
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First Ascent Asset Management
DENVER, Dec. 14, 2016 (GLOBE NEWSWIRE) -- Can a Robot Be a Fiduciary? That’s the core question in a new position paper released today by First Ascent Asset Management. Written by First Ascent...
RegEd to Showcase Solutions That Enable a Culture of Compliance at the 2016 NSCP National Conference
14 oct. 2016 13h30 HE
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RegEd
Raleigh, NC, Oct. 14, 2016 (GLOBE NEWSWIRE) -- RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce its participation in the 2016...
RegEd Announces Partnership With IRI on Training to Help Industry Professionals Comply With the DOL Fiduciary Rule
12 oct. 2016 09h30 HE
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RegEd
Raleigh, NC, Oct. 12, 2016 (GLOBE NEWSWIRE) -- RegEd, the leading provider of Compliance Education and Product Training solutions for the financial services industry, has announced a partnership...
American Portfolios Develops DOL Committee to Address Impending Fiduciary Rule
10 mars 2016 11h13 HE
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American Portfolios Financial Services
HOLBROOK, NY--(Marketwired - March 10, 2016) - American Portfolios Financial Services, Inc. (APFS), a privately-held, independent broker/dealer that services financial advisors across the...