FinaMetrica Expands Business Development Team in United States, Offers Introductory Meetings
18 janv. 2012 08h46 HE
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FinaMetrica
SYDNEY, Australia, Jan. 18, 2012 (GLOBE NEWSWIRE) -- Geoff Davey, co-founder of FinaMetrica(R), the leader in psychometrically-based risk profiling solutions for financial advisors, announced that...
RIA In A Box Provides Inexpensive, Simple Templates to Assist RIA Do-It-Yourselfers in Filing the New ADV 2A and 2B Forms
07 mars 2011 13h57 HE
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RIA In A Box
NEW YORK, NY--(Marketwire - March 7, 2011) - RIA In A Box (www.RIAinaBox.com), a consulting business aimed exclusively at efficient creation of registered investment advisory firms, is offering extra...
Lexington Compliance Launches Monthly Compliance Webinars With Live Q & A Hosted by Former Top State Regulator
19 janv. 2011 07h00 HE
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RIA In A Box
NEW YORK, NY--(Marketwire - January 19, 2011) - Lexington Compliance (www.lexcompliance.com), the compliance and oversight arm of RIA In A Box , today announces it is offering monthly compliance...
RIA In A Box Partners With Lloyds of London and North American Professional Liability Insurance Agency (NAPLIA) to Provide the First-Ever Group E&O Insurance Program for RIAs
18 oct. 2010 06h00 HE
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RIA In A Box
NEW YORK, NY--(Marketwire - October 18, 2010) - RIA In A Box (www.RIAinaBox.com), a consulting business aimed exclusively at efficient creation of registered investment advisory firms, today announces...
South Dakota's Top State Securities Regulator Steve Thomas Joins RIA In A Box and Lexington Compliance
04 oct. 2010 06h00 HE
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RIA In A Box
NEW YORK, NY--(Marketwire - October 4, 2010) - RIA In A Box and Lexington Compliance, consulting businesses focused exclusively on efficient creation of and compliance issues for investment...
SEC Rules for New RIA ADV Part 2 Require Creation of Plain English Brochure to Disclose Background and Business Practices
02 août 2010 11h58 HE
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RIA In A Box
NEW YORK, NY--(Marketwire - August 2, 2010) - The SEC has adopted new rules (http://www.sec.gov/rules/final/2010/ia-3060.pdf ) that significantly impact all SEC registered RIAs. These new rules...
Thousands of RIAs Need to Prepare for Shift From SEC to State Oversight Under New Financial Reform Bill Rules
29 juin 2010 05h00 HE
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RIA In A Box
NEW YORK, NY--(Marketwire - June 29, 2010) - The financial reform bill which passed through the House-Senate conference committee Friday will require that 4200 RIAs now registered with the SEC shift...
Cynergy Develops New Silverlight Version of Popular LineRider Game
02 juil. 2008 10h05 HE
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Cynergy
WASHINGTON, DC--(Marketwire - July 2, 2008) - Cynergy Systems, Inc., a global
leader in Rich Internet application (RIA) software design and development,
along with InXile
Entertainment, announced the...