Cape Fear Bank Corp. Reports 2008 Third Quarter Results


WILMINGTON, N.C., Oct. 31, 2008 (GLOBE NEWSWIRE) -- Cape Fear Bank Corporation (the "Company") (Nasdaq:CAPE) today reported a net loss of $4.5 million or ($1.18) per diluted share for the third quarter of 2008 compared with net income of $359,000 or $0.09 per diluted share for the third quarter of 2007. For the first nine months of 2008, the Company recorded a net loss of $5.6 million, or ($1.46) per diluted share, compared with net income of $1.3 million, or $0.34 per diluted share, for the prior-year nine-month period. The primary factor contributing to the decline in earnings for the 2008 third quarter and nine-month periods was the $7.0 million increase in the provision for loan losses year-to-date, of which $6.0 million was recorded in the current quarter. Other expenses impacting earnings for the nine month period ending September 30, 2008 include pre-tax proxy related expenses of $1.3 million, of which $905,000 was in the third quarter. The one-time pre-tax severance expense of $1.0 million recorded for the former chairman and CEO also impacted earnings for the same periods in 2008.

With the settlement of the proxy battle on August 18, 2008, four new directors were appointed to the board of the holding company, and Walter L. Crouch, Jr. was appointed chairman. Mr. Crouch commented, "Our newly constituted board and bank management team have been actively addressing Cape Fear's highest priority issues. We completed a comprehensive evaluation of the risk in the loan portfolio due to the weakened real estate market; we are focused on improving core business activities; and we are active in seeking new leadership for the bank. The board has made substantial progress in selecting a new CEO and has narrowed the list of qualified candidates.

"We are moving forward expeditiously to address shareholder concerns regarding our profitability, asset quality, and capital base. The board has engaged an investment banking firm, Burke Capital Group to explore strategic alternatives. The board of directors, along with bank management, has made these issues our top priority."

Results from Operations

Total revenue, composed of net interest income and noninterest income, was $3.0 million for the third quarter of 2008, a decline of $707,000, or 19.2 percent, from the 2007 third quarter. Net interest income was $2.5 million for the third quarter of 2008, down $801,000 or 23.9 percent from year-ago levels from the combined impact of a 93 basis point decline in the net interest margin to 2.18 percent, partially offset by an 8.3 percent increase in average earning assets. Noninterest income for the current quarter was $422,000, up $94,000 or 28.7 percent above the same period in 2007, primarily from a higher level of service fees and charges due to the implementation of an overdraft privilege program.

The provision for loan losses recorded in the first nine months of 2008 was $7.2 million, of which $6.0 million was taken in the third quarter. This compares with a nine-month 2007 provision of $125,000. The allowance for loan losses increased to 2.97 percent of total loans at September 30, 2008 compared with 1.52 percent at June 30, 2008 and 1.34 percent for the year-ago quarter. Year-to-date, net charge-offs were $1.1 million, with $100,000 of net charge-offs recorded during the third quarter of 2008 with no recoveries or charge-offs recorded during third quarter of 2007. The larger 2008 provision reflects recognition of the risk in the loan portfolio due to the weakened real estate market.

Noninterest expense totaled $4.5 million for the third quarter, an increase of $1.3 million, or 41.8 percent, above the year-ago period. Salary and employee benefits expense increased by $502,000, mainly due to the severance expense of $746,000 associated with the resignation of the CEO. The other expense category, which increased $862,000 or 89.0 percent to $1.8 million compared to third quarter 2007, included increased FDIC premiums, and legal and other professional fees related to proxy expenses. Expenses associated with the dissident shareholder proxy battle for the third quarter and nine month period of 2008 totaled $905,000 and $1.3 million, respectively, compared to no such expenses during the first nine months of 2007.

Balance Sheet and Asset Quality

Total assets were $491.2 million at September 30, 2008, up $26.8 million, or 5.8 percent, from December 31, 2007. Loans outstanding increased year-to-date by $27.7 million, or 7.5 percent, to $398.4 million. Commercial Real Estate (CRE) loans were $132.9 million at September 30, 2008, accounting for the majority of year-to-date growth -- up $16.2 million or 13.9 percent. Residential real estate, consisting of 1-4 family and home equity loans, accounted for $95.7 million, or 24.0 percent of the loan portfolio, up $7.6 million or 8.6 percent from the third quarter of 2007. Construction and land development (C&D) loans were $149.3 million at third quarter-end, representing 37.5 percent of the loan portfolio; they increased by only $2.9 million or 2.0 percent since year-end 2007. Approximately 95 percent of the loan portfolio is collateralized by real estate.

Nonperforming assets, including Other Real Estate Owned (OREO), totaled $12.1 million, or 2.46 percent of assets at September 30, 2008, compared with $11.6 million or 2.34 percent of assets for the linked quarter, and $179,000 or 0.04 percent of assets twelve months ago. C&D loans of $5.4 million accounted for the majority of nonperforming loans, followed by 1-4 family mortgage loans of $2.2 million and $2.0 million of CRE loans at September 30, 2008.

Deposits totaled $413.3 million at September 30, 2008, up $26.5 million, or 6.9 percent, from year-end 2007. Non-maturity deposits increased $3.0 million, or 3.2 percent, from year-end 2007, led by a $9.7 million, or 19.8 percent, increase in money market deposits. Non-maturity deposits were $98.6 million in total, representing 23.9 percent of deposits at September 30, 2008, compared with $95.6 million, or 24.7 percent at December 31, 2007. Time and brokered deposits increased $23.5 million, or 8.1 percent, over the past nine months. Core deposits, which include non-maturity deposits as well as retail time deposits, were $197.6 million at September 30, 2008, representing 47.8 percent of total deposits.

Shareholders' equity at September 30, 2008 was $21.0 million compared to $28.5 million at December 31, 2007. Shares outstanding at period-end were 3,841,785.

Mr. Crouch summarized, "We plan to keep focused on our highest priority goals: improved capital position, asset quality and enhanced profitability, while we maintain the same high quality service our customers have come to expect from Cape Fear Bank. We are happy to announce that we anticipate our annual meeting to be held on December 30, 2008 at the UNC-W Executive Development Center."

About the Company

Cape Fear Bank (the "Bank"), was established in 1998 as a community bank, developed and managed by local residents of the communities it serves, who are committed to improving the quality of their local banking experience. Cape Fear Bank Corporation, the parent company, was formed in June 2005. The Bank serves the southeastern North Carolina market area with eight full-service banking offices, including three in New Hanover County, two in Pender County, and three in Brunswick County. The Company's stock is listed on the NASDAQ Capital Market under the symbol 'CAPE'.

Forward-Looking Statements

This Report and its exhibits contain statements relating to Cape Fear Bank Corporation (the Company) and its financial condition, results of operations, plans, strategies, branch expansion plans, trends, projections of results of specific activities or investments, expectations or beliefs about future events or results, and other statements that are not descriptions of historical facts. Those statements may be forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements may be identified by terms such as "may," "will," "should," "could," "expects," "plans," "intends," "anticipates," "believes," "estimates," "predicts," "forecasts," "potential" or "continue," or similar terms or the negative of these terms, or other statements concerning opinions or judgments of management about future events. Forward-looking information is inherently subject to risks and uncertainties, and actual results could differ materially from those currently anticipated due to a number of factors, which include, but are not limited to, factors discussed in the Company's Annual Report on Form 10-K and in other reports filed with the Securities and Exchange Commission from time to time. Copies of those reports are available directly through the Commission's website at www.sec.gov. Other factors that could influence the accuracy of those forward-looking statements include, but are not limited to: (a) the current environment and economic impact of problems in the financial services industry, and governmental and other actions related thereto; (b)the financial success or changing strategies of the Company's customers; (c) customer acceptance of services, products and fee structure; (d) changes in competitive pressures among depository and other financial institutions or in its ability to compete effectively against larger financial institutions in its banking market; (e) actions of government regulators, or changes in laws, regulations or accounting standards, that adversely affect its business; (f) its ability to manage growth and to underwrite increasing volumes of loans; (g) the impact on profits of increased staffing and expenses resulting from expansion; (h) changes in the interest rate environment and the level of market interest rates that reduce net interest margin and/or the volumes and values of loans made and securities held; (i) weather and similar conditions, particularly the effect of hurricanes on banking and operations facilities and on its customers and the coastal communities in which it conducts business; (j) changes in general economic or business conditions and the real estate market in its banking market (particularly changes that affect its loan portfolio, the abilities of borrowers to repay their loans, and the values of loan collateral); (k) other developments or changes in the Company's business that it does not expect; and (l) the impact on financial institutions in general of recent adverse conditions in the banking industry and the credit and securities markets. Although management believes that the expectations reflected in the forward-looking statements are reasonable, it cannot guarantee future results, levels of activity, performance or achievements. All forward-looking statements attributable to the Company are expressly qualified in their entirety by the cautionary statements in this paragraph. The Company has no obligation, and does not intend, to update these forward-looking statements.


                    CAPE FEAR BANK CORPORATION
                  FIVE-QUARTER PERFORMANCE SUMMARY
 ---------------------------------------------------------------------
 (In thousands,               At or For the Quarter Ended
  except per     -----------------------------------------------------
  share data)    9/30/2008  6/30/2008  3/31/2008 12/31/2007  9/30/2007
 ---------------------------------------------------------------------
 Performance
  Highlights

 Earnings:
  Total revenue
   (Net int
   income +
   nonint
   income)       $   2,969  $   2,872  $   3,144  $   3,518  $   3,676
  Net interest
   income        $   2,547  $   2,429  $   2,698  $   3,029  $   3,348
  Provision for
   loan losses   $   6,005  $     375  $     793  $     970  $      50
  Noninterest
   income        $     422  $     443  $     446  $     489  $     328
  Noninterest
   expense       $   4,529  $   3,533  $   3,366  $   2,635  $   3,193
  Net (loss)
   income        $  (4,543) $    (599) $    (441) $      53  $     359

 Per Share Data:
  Basic earnings
   (loss) per
   share         $   (1.18) $   (0.16) $   (0.12) $    0.01  $    0.10
  Diluted
   earnings
   (loss) per
   share         $   (1.18) $   (0.16) $   (0.12) $    0.01  $    0.09
  Book value per
   share         $    5.45  $    7.03  $    7.38  $    7.56  $    7.49

 Performance
  Ratios:
  Return on
   average assets   -3.74%     -0.50%     -0.38%       0.05%      0.32%
  Return on
   average equity  -67.95%     -8.41%     -6.19%       0.74%      5.17%
  Net interest
   margin,
   taxable
   equivalent         2.18%      2.14%      2.41%      2.72%      3.11%
  Efficiency
   ratio            152.54%    123.02%    107.06%     74.90%     86.86%
  Non-interest
   income to
   total revenue     14.21%     15.42%     14.19%     13.90%      8.92%

 Capital &
  Liquidity:
  Total equity to
   total assets       4.27%      5.45%      6.03%      6.14%      6.22%
  Total loans to
   total deposits    96.40%     95.40%     94.24%     95.85%     93.78%
  Regulatory
   leverage ratio     6.47%      7.79%      8.04%      8.58%      8.64%
  Tier 1 capital
   ratio              7.47%      9.00%      9.60%      9.87%     10.07%
  Total risk-
   based capital
   ratio              9.28%     10.43%     10.99%     11.21%     11.43%

 Asset Quality:
  Net loan
   charge-offs
   (recoveries)  $     100  $     676  $     348  $      (5) $      --
  Net loan
   charge-offs
   (recoveries)
   to average
   loans              0.10%      0.70%      0.37%     -0.01%      0.00%
   Nonperforming
    loans +90
    days past
    due          $   9,844  $   9,041  $   6,677  $   8,309  $     177
   Other real
    estate and
    repossessed
    assets       $   2,230  $   2,578  $   1,846  $      --  $       2
  Nonperforming
   assets +90
   days past due $  12,074  $  11,619  $   8,523  $   8,309  $     179
  NPAs + loans 90
   days past due
   to total
   assets             2.46%      2.34%      1.82%      1.79%      0.04%
  Allowance for
   loan losses   $  11,820  $   5,915  $   6,216  $   5,771  $   4,795
  Allowance for
   loan losses to
   total loans        2.97%      1.52%      1.66%      1.56%      1.34%
  Allowance for
   loan losses to
   NPAs              97.90%     50.91%     72.93%     69.45%   2678.77%

 Period End
  Balances:
  Assets         $ 491,157  $ 496,038  $ 469,570  $ 464,313  $ 453,478
  Total earning
   assets (before
   allowance)    $ 470,296  $ 470,149  $ 449,580  $ 444,926  $ 434,163
  Total Loans
   (before
   reserves)     $ 398,416  $ 389,343  $ 375,284  $ 370,678  $ 357,962
  Deposits       $ 413,287  $ 408,119  $ 398,217  $ 386,738  $ 381,697
  Shareholders'
   equity        $  20,953  $  27,016  $  28,338  $  28,491  $  28,199
  Full-time
   equivalent
   employees            95        100        102        105        101
  Shares
   outstanding   3,841,785  3,841,785  3,841,785  3,766,295  3,766,295

 Average
  Balances:
  Assets         $ 486,526  $ 480,735  $ 470,222  $ 461,122  $ 447,870
  Earning assets $ 463,081  $ 456,920  $ 450,732  $ 441,581  $ 427,670
  Total Loans
   (before
   reserves)     $ 393,975  $ 385,198  $ 373,546  $ 365,068  $ 349,568
  Deposits       $ 404,000  $ 398,039  $ 391,492  $ 384,041  $ 375,058
  Shareholders'
   equity        $  26,744  $  28,505  $  28,500  $  28,592  $  27,771
  Shares
   outstanding,
   basic - wtd   3,841,785  3,841,785  3,806,971  3,766,295  3,766,224
  Shares
   outstanding,
   diluted - 
   wtd           3,841,785  3,841,785  3,806,971  3,855,925  3,833,457

                                                   At or for the Nine
                                                      Months Ended
                                                  --------------------
 (In thousands, except per share data)            9/30/2008  9/30/2007
 ---------------------------------------------------------------------
 Performance Highlights

 Earnings:
  Total revenue (Net int. income + nonint.
   income)                                        $   8,985  $  10,815
  Net interest income                             $   7,676  $   9,835
  Provision for loan losses                       $   7,173  $     125
  Noninterest income                              $   1,309  $     980
  Noninterest expense                             $  11,428  $   9,037
  Net (loss) income                               $  (5,583) $   1,292

 Per Share Data:
  Basic earnings (loss) per share                 $   (1.46) $    0.34
  Diluted earnings (loss) per share               $   (1.46) $    0.34
  Book value per share                            $    5.45  $    7.49

 Performance Ratios:
  Return on average assets                            -1.55%      0.39%
  Return on average equity                           -26.67%      6.26%
  Net interest margin, taxable equivalent              2.25%      3.10%
  Efficiency ratio                                   127.19%     83.56%
  Non-interest income to total revenue                14.57%      9.06%

 Capital & Liquidity:
  Total equity to total assets                         4.27%      6.22%
  Total loans to total deposits                       96.40%     93.78%
  Regulatory leverage ratio                            6.47%      8.64%
  Tier 1 capital ratio                                 7.47%     10.07%
  Total risk-based capital ratio                       9.28%     11.43%

 Asset Quality:
  Net loan charge-offs (recoveries)               $   1,123  $    (134)
  Net loan charge-offs (recoveries) to average
   loans                                               0.39%     -0.05%
   Nonperforming loans +90 days past due          $   9,844  $     177
   Other real estate and repossessed assets       $   2,230  $       2
  Nonperforming assets +90 days past due          $  12,074  $     179
  NPAs + loans 90 days past due to total assets        2.46%      0.04%
  Allowance for loan losses                       $  11,820  $   4,795
  Allowance for loan losses to total loans             2.97%      1.34%
  Allowance for loan losses to NPAs                   97.90%   2678.77%

 Period End Balances:
  Assets                                          $ 491,157  $ 453,478
  Total earning assets (before allowance)         $ 470,296  $ 434,163
  Total Loans (before reserves)                   $ 398,416  $ 357,962
  Deposits                                        $ 413,287  $ 381,697
  Shareholders' equity                            $  20,953  $  28,199
  Full-time equivalent employees                         95        101
  Shares outstanding                              3,841,785  3,766,295

 Average Balances:
  Assets                                          $ 479,188  $ 443,884
  Earning assets                                  $ 456,933  $ 424,502
  Total Loans (before reserves)                   $ 384,275  $ 344,661
  Deposits                                        $ 397,867  $ 371,711
  Shareholders' equity                            $  27,912  $  27,506
  Shares outstanding, basic - wtd                 3,829,990  3,766,010
  Shares outstanding, diluted - wtd               3,829,990  3,843,842




                     CAPE FEAR BANK CORPORATION
          CONSOLIDATED STATEMENTS OF OPERATIONS (Unaudited)
 ---------------------------------------------------------------------

                          Three Months Ended       Nine Months Ended
                             September 30,           September 30,
                        ----------------------  ----------------------
                           2008        2007        2008        2007
                        ----------  ----------  ----------  ----------
                        (In thousands, except share and per share data)

 INTEREST INCOME
  Loans                 $    6,068  $    7,280  $   18,471  $   21,299
  Investment securities
   available for sale          789         849       2,404       2,484
  FHLB Stock                    20          33          94          95
  Other interest-earning
   assets                       15          55          73         255
                        ----------  ----------  ----------  ----------

   TOTAL INTEREST
    INCOME                   6,892       8,217      21,042      24,133
                        ----------  ----------  ----------  ----------

 INTEREST EXPENSE
  Money market, NOW and
   savings deposits            546         709       1,477       1,903
  Time deposits              3,341       3,596      10,434      10,735
  Short-term borrowings         60          15         166          59
  Long-term borrowings         398         549       1,289       1,601
                        ----------  ----------  ----------  ----------

   TOTAL INTEREST
    EXPENSE                  4,345       4,869      13,366      14,298
                        ----------  ----------  ----------  ----------

   NET INTEREST INCOME       2,547       3,348       7,676       9,835

 PROVISION FOR LOAN
  LOSSES                     6,005          50       7,173         125
                        ----------  ----------  ----------  ----------

   NET INTEREST (LOSS)
    INCOME AFTER
    PROVISION FOR LOAN
    LOSSES                  (3,458)      3,298         503       9,710
                        ----------  ----------  ----------  ----------

 NON-INTEREST INCOME
  Service fees and
   charges                     273         191         814         525
  Gain/(loss) on sale of
   investments                  --          (7)         20         (11)
  Income from bank owned
   life insurance               87         101         299         282
  Other                         62          43         176         184
                        ----------  ----------  ----------  ----------

   NON-INTEREST INCOME         422         328       1,309         980
                        ----------  ----------  ----------  ----------

 NON INTEREST EXPENSE
  Salaries and employee
   benefits                  2,153       1,683       5,395       4,893
  Occupancy and
   equipment                   546         542       1,671       1,415
  Other                      1,830         968       4,362       2,729
                        ----------  ----------  ----------  ----------

   TOTAL NON-INTEREST
    EXPENSE                  4,529       3,193      11,428       9,037
                        ----------  ----------  ----------  ----------

   (LOSS) INCOME BEFORE
    INCOME TAXES            (7,565)        433      (9,616)      1,653

 INCOME TAX (BENEFIT)
  EXPENSE                   (3,022)         74      (4,033)        361
                        ----------  ----------  ----------  ----------
   NET (LOSS) INCOME    $   (4,543) $      359  $   (5,583) $    1,292
                        ==========  ==========  ==========  ==========

 NET (LOSS) INCOME PER
  COMMON SHARE
  Basic                 $    (1.18) $     0.10  $    (1.46) $     0.34
                        ==========  ==========  ==========  ==========

  Diluted               $    (1.18) $     0.09  $    (1.46) $     0.34
                        ==========  ==========  ==========  ==========

 WEIGHTED AVERAGE COMMON
  SHARES OUTSTANDING
  Basic                  3,841,785   3,766,224   3,829,990   3,766,010

  Effect of dilutive
   stock options                --      67,233          --      77,832
                        ----------  ----------  ----------  ----------

  Diluted                3,841,785   3,833,457   3,829,990   3,843,842
                        ==========  ==========  ==========  ==========




                     CAPE FEAR BANK CORPORATION
                     CONSOLIDATED BALANCE SHEETS
 ---------------------------------------------------------------------

                                           September 30,  December 31,
                                               2008          2007*
                                            (Unaudited)
                                           ------------  ------------
                                              (In thousands, except
                                                    share data)
 ASSETS
  
  Cash and due from banks                  $      5,465  $      6,257
  Interest earning deposits in other banks          637         1,413
  Fed funds sold                                  5,297            25
  Investment securities available for sale,
   at fair value                                 63,121        70,227
  Time deposits in other banks                      100           199

  Loans                                         398,416       370,678
  Allowance for loan losses                     (11,820)       (5,771)
                                           ------------  ------------
                           NET LOANS            386,596       364,907

  Accrued interest receivable                     2,128         2,343
  Premises and equipment, net                     3,875         3,580
  Stock in Federal Home Loan Bank of
   Atlanta, at cost                               2,725         2,384
  Foreclosed real estate and repossessions        2,230            --
  Bank owned life insurance                      10,094         9,876
  Other assets                                    8,889         3,102
                                           ------------  ------------

                           TOTAL ASSETS    $    491,157  $    464,313
                                           ============  ============

 LIABILITIES AND SHAREHOLDERS' EQUITY

 Deposits
  Demand                                   $     24,227  $     28,042
  Savings                                         2,923         5,276
  Money market and NOW                           71,438        62,249
  Time                                          314,699       291,171
                                           ------------  ------------
                          TOTAL DEPOSITS        413,287       386,738

  Short-term borrowings                          25,000        17,000
  Long-term borrowings                           27,310        29,310
  Accrued interest payable                          706           772
  Accrued expenses and other liabilities          3,902         2,002
                                           ------------  ------------
                       TOTAL LIABILITIES        470,205       435,822
                                           ------------  ------------

 Shareholders' Equity
  Common stock, $3.50 par value, 12,500,000
   shares authorized; 3,841,785 and
   3,766,295 shares issued and outstanding
   at September 30, 2008 and December 31,
   2007, respectively                            13,446        13,182
  Additional paid-in capital                     14,373        14,048
  Accumulated retained (deficit) earnings        (4,591)        1,609
  Accumulated other comprehensive loss           (2,276)         (348)
                                           ------------  ------------
                TOTAL SHAREHOLDERS' EQUITY       20,952        28,491
                                            ------------  ------------

    TOTAL LIABILITIES AND SHAREHOLDERS'
     EQUITY                                $    491,157  $    464,313
                                           ============  ============

 * Derived from audited financial statements

            

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