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August 10, 2016 17:01 ET | Source: Klayman & Toskes P.A.

BUSINESS DEVELOPMENT COMPANY (BDC) INVESTOR ALERT: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Opens Investigation into Potential Brokerage Firm Violations Related to Sale of Non-Traded Business Development Companies in Response to FINRA Targeted Examination Letter

NEW YORK, Aug. 10, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has opened an investigation into potential brokerage firm...
August 02, 2016 18:48 ET | Source: Klayman & Toskes P.A.

Notice to Clients of Andrew Yocum and Morgan Stanley: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. has Commenced an Investigation in Light of Recent Regulatory Action Barring Andrew Yocum from Acting as a Broker

BOCA RATON, Fla., Aug. 02, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has commenced an investigation in light of recent...
July 15, 2016 11:29 ET | Source: Klayman & Toskes P.A.

Notice to Clients of Christopher Tolmacs and Triad Advisors: The Securities Arbitration Law Firm of Klayman & Toskes¸ P.A. has Commenced an Investigation into Potential Sales Practice Violations by Triad Advisors in Light of Recent Regulatory Action Alleging that its Broker Christopher Tolmacs Impermissibly Sold Promissory Notes to his Clients

NEW YORK, July 15, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has commenced an investigation into potential sales...
June 28, 2016 13:43 ET | Source: Klayman & Toskes P.A.

Notice to Merrill Lynch Clients with Rampart Options Management Services Program: Klayman & Toskes, P.A. Continues to Pursue $1,000,000 FINRA Arbitration Claim on Behalf of UPS Employee for Mismanagement of Concentrated Stock Position

NEW YORK, June 28, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it is continuing to pursue a...
June 23, 2016 13:01 ET | Source: Klayman & Toskes P.A.

Notice to Merrill Lynch Customers Who Invested in Strategic Return Notes: SEC and FINRA Levy $15 Million in Fines for Failing to Disclose Material Facts in Sales of Structured Notes

NEW YORK, June 23, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it has expanded its investigation...
June 15, 2016 12:23 ET | Source: Klayman & Toskes P.A.

Puerto Rico Bondholders: Klayman & Toskes P.A. Applauds Senators’ Recommendation to SEC to Investigate Possible Illegal Activity in Puerto Rico Debt Debacle

NEW YORK, June 15, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes applauds the distinguished groups of Senators who are calling for a comprehensive...
June 10, 2016 17:51 ET | Source: Klayman & Toskes P.A.

Notice to Merrill Lynch Clients with Rampart Options Management Services Program: Klayman & Toskes, P.A. Files $500,000 Claim on Behalf of UPS Employee for Mismanagement of Concentrated Stock Position

NEW YORK, June 10, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it has filed a claim against Merrill...
June 08, 2016 12:10 ET | Source: Klayman & Toskes P.A.

INVESTOR ALERT: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Continues its Investigation and Files Claim on Behalf of UPS Employee for Losses Sustained from Unsuitable Covered Call Writing Strategy for a Concentrated Stock Position

NEW YORK, June 08, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it filed a claim against Merrill...
June 06, 2016 14:24 ET | Source: Klayman & Toskes P.A.

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Comments on Lawsuits filed in response to the Department of Labor’s Fiduciary Rule Amendment

NEW YORK, June 06, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, comments on recent lawsuits filed in response to The...
April 07, 2016 16:53 ET | Source: Klayman & Toskes P.A.

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Continues to Investigate and Pursue FINRA Arbitration Claims Against VSR Financial Services for Sales Practice Violations Related to Non-Traded Alternative Investments

NEW YORK, April 07, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it is continuing to investigate and...